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Randall Stone Financial / Disclosures

Public records

Disclosures should be easy to find.

Regulatory and practice information should not require a scavenger hunt. The firm brochure, firm regulatory record, credential scope and material client-facing disclosures are gathered here.

Randall Stone Financial is a registered investment adviser. Registration as an investment adviser does not imply a particular level of skill or training.

Form ADV Part 2

The current public brochure supplied for the site is dated June 7, 2026 and describes the practice, services, compensation, conflicts, advisory methods, other business activities and professional background.

Download Form ADV Part 2 Randall Stone Financial — Firm CRD 142729

Current professional scope

  • Financial planning and investment advisory services are currently offered in California. Additional state registrations may be obtained as appropriate in the future.
  • Randall Stone’s securities qualification history includes the Series 7, Series 66 and Series 31 examinations; current investment-adviser registration is through Randall Stone Financial in California.
  • Randall Stone is an Enrolled Agent, a federal credential. He is admitted to practice before the Internal Revenue Service and provides federal tax representation and tax services nationwide.
  • Randall Stone no longer holds an insurance license. Prior state insurance licenses are historical credentials only.
  • Randall Stone no longer holds a California real-estate broker license. Real-estate work through Randall Stone Financial is consulting, analysis, development and finance work that does not rely on an active brokerage license or commissions requiring one.

Historical licenses

Former insurance and California real-estate licenses may be referenced in the professional-history archive when useful to show longevity, but are clearly identified there as retired or expired and are not presented as current authority.

Contact & scheduling

Schedule a consultation · info@RandallStone.com · (530) 267-6150

Office and regulatory records

Client appointments and the current office location are at 383 Connors Court, Suite D, Chico, California 95926. The firm’s Form ADV and books-and-records materials use 1390 Greenwich Drive, Chico, California 95926-3190. The two addresses serve different administrative purposes.